We provide Advisory Services through comprehensive, open-architecture, fee-based investment platforms created to help us deliver highly customized advice and exceptional service to our clients. The platform provides a foundation to help us develop successful client relationships by thoroughly understanding our clients’ long-term financial goals and offering strategies to pursue them. Multiple investments can be wrapped into one account with one consolidated statement for the client.
We have the flexibility to customize portfolios to address each client’s unique financial situation, including the ability to create a more flexible core/satellite strategy by adding positions that complement your existing holdings and fine-tuning your portfolio’s overall risk/return characteristics.
We offer access to more than 8,000 mutual funds from more than 470 fund families as well as individual stocks/bonds, options, unit investment trusts (UITs), alternative investments and fee-based variable annuities with 138 subaccounts.
We create and manage custom model portfolios or utilize pre-loaded LPL Research recommended models and investments. There are multiple rebalancing methods available as well as the ability to set position drift tolerances and rebalancing alerts.
Types of investments we can oversee in your portfolio:
LPL Research provides independent, unbiased and in-depth market and economic thought leadership as well as due diligence and recommendations on asset allocation models, open-end mutual funds, exchange-traded products (ETPs) and variable annuity subaccounts.
Our advisory services are a great way to incorporate a variety of assets into a single consolidated and comprehensive investment strategy. This service is ideal for clients who have special needs or circumstances that may benefit from a customized portfolio or even own highly appreciated stock and need to systematically diversify to reduce portfolio risk.
In this model, we can drive and implement portfolio decisions on your behalf based on the goals and objectives we set in our annual meeting. We will continually monitor and evaluate your portfolio providing convenience and simplicity of consolidated reporting for all your investments.
It has been our experience that investment success is usually determined through an unwavering commitment to a set of clearly defined investment principles.
Investing involves risk, including loss of principal. No strategy assures success or protects against loss.